Treasury Operations & Controls

Course Overview

Learning Objectives

• Analyze Treasury Operations & Controls principles and evaluate their implementation within banking and financial institutions by the end of the course.
• Develop comprehensive treasury operating frameworks covering front office, middle office, and back office functions.
• Evaluate treasury operational processes and identify operational risks, control weaknesses, and improvement opportunities.
• Apply internationally recognized treasury operational control frameworks, governance principles, and internal control methodologies.
• Design effective treasury operational controls, including segregation of duties, authorization procedures, reconciliation processes, and settlement controls.
• Improve treasury operational efficiency through process optimization, automation, exception management, and performance monitoring.
• Strengthen treasury governance by implementing robust policies, operational procedures, reporting structures, and oversight mechanisms.
• Implement treasury operational risk management practices, business continuity planning, and incident management processes.
• Assess emerging treasury operational risks associated with digital transformation, financial technology, cybersecurity, and evolving regulatory expectations.
• Align Treasury Operations & Controls with Enterprise Risk Management, Treasury Risk Management, Finance, Compliance, and Internal Audit before course completion.

Who Should Attend

Learning Outcomes

• By the end of this course, participants will be able to:
• Develop an integrated Treasury Operations & Controls framework aligned with international banking standards and industry best practices.
• Evaluate treasury operational processes and identify opportunities to strengthen operational controls and reduce operational risk.
• Apply effective operational controls across treasury trading, confirmations, settlements, reconciliations, and collateral management.
• Design segregation of duties, authorization controls, exception management procedures, and treasury governance frameworks.
• Improve treasury operational efficiency through automation, process standardization, and continuous improvement initiatives.
• Develop treasury operational performance dashboards using Key Risk Indicators (KRIs) and Key Performance Indicators (KPIs).
• Integrate Treasury Operations & Controls with Treasury Risk Management, Enterprise Risk Management, Finance, Compliance, and Internal Audit.
• Strengthen treasury business continuity planning, operational resilience, and incident response capabilities.
• Assess operational risks associated with treasury technology, cybersecurity, digital banking, and financial market infrastructure.
• Develop a practical implementation roadmap to strengthen Treasury Operations & Controls, improve governance, enhance operational resilience, reduce operational losses, and support sustainable banking performance.

Course Outline

Upcoming Dates